{"slug":"sec-insider-transactions","title":"Insider Transactions Data Sets","description":"Under Section 16 of the Securities Exchange Act of 1934, senior executives, directors, and large-block shareholders are required to make ongoing filings about their company stock holdings to report any changes.","publisher":"Structured Disclosure","organization_title":"Securities and Exchange Commission","landing_page":"https://www.sec.gov/files/structureddata/data/insider-transactions-data-sets/2008q2_form345.zip","file_count":47,"use_cases":[{"title":"Flag unusual pre-event insider selling","example":"An M&A due diligence team finds that three C-suite executives at a target company sold $8M in shares in the 90 days before a material earnings miss was disclosed.","how":"Filter transactions by issuer CIK and date range. Cluster sales by reporting owner relationship (officer, director, 10% owner) and compare volumes to historical baselines.","risk":true},{"title":"Verify beneficial ownership claims","example":"A compliance analyst checking a counterparty's claimed 15% stake in a public company finds no Form 3 filing for that individual, contradicting their ownership disclosure.","how":"Search by reporting owner name or CIK. Missing filings for claimed large positions indicate either misrepresentation or filing delinquency.","risk":true},{"title":"Build insider sentiment signals","example":"A quantitative researcher identifies that insider buying clusters in regional bank stocks preceded a 12% sector rally by 6 weeks.","how":"Aggregate buy transactions by sector and time period. Insider buying clusters (multiple insiders at different companies) signal sector-level conviction.","risk":false},{"title":"Track executive compensation patterns","example":"A journalist investigating CEO compensation finds that a tech executive exercised $42M in stock options while publicly assuring employees of the company's stability.","how":"Filter by transaction type (option exercise + sale) and owner relationship (CEO/CFO). Compare exercise dates against company announcements and stock price.","risk":false}],"enrichment":{"jurisdiction_names":["United States"],"jurisdiction_levels":["federal"],"date_range":{},"date_descriptions":[],"cluster_name":"SEC Insider Transaction Filings","has_geo_fields":true,"has_contact_fields":false,"has_temporal_fields":false,"has_financial_fields":false,"has_business_data":true,"resource_version_url":"https://www.sec.gov/files/structureddata/data/insider-transactions-data-sets/2008q2_form345.zip"},"schema_count":1,"schemas":[{"columns":["city","state","zip_code","business_name","street_address","full_name_string","full_address_string"],"column_mapping":null,"sample_rows":[]}]}