Securities and Exchange Commission

Closed-End Funds

Name: Closed-End Funds
Creator: Securities and Exchange Commission

Records describe entities organized as closed-end investment companies (CEFs) with an active filing status. Each record includes identification details, such as company name and unique identifier, and the current active filing status.

Example records

Namelegal entity	Cityaddress	Stateaddress	ZIP Codeaddress	Street Addressaddress	Address 2address	Cikregistration	File Numberregistration	Last Filling Datetemporal	Last Filling Typeclassification
Stone Ridge Trust VII	NEW YORK	NY	10022	510 MADISON AVENUE	21ST FLOOR	1780133	811-23454	43651	N-2
CPG Vintage Access Fund III, LLC	NEW YORK	NY	10022	C/O CENTRAL PARK ADVISERS, LLC	805 THIRD AVENUE, 18TH FLOOR	1780338	811-23452	43649	N-2
Stone Ridge Residential Real Estate Income Fund I,	NEW YORK	NY	10022	510 MADISON AVENUE	21ST FL.	1780269	811-23451	43637	N-2

Use cases

Counterparty Verification Before Institutional Investment

A prime brokerage onboarding team verifies that a closed-end fund is a legitimately registered investment company before extending credit or custody services, checking its SEC file number and recency of filings to confirm active regulatory standing.

NameCikFile NumberLast Filling DateLast Filling Type

Fraud Detection on Fund Impersonation Claims

A compliance officer at a transfer agent investigates whether a fund claiming to be SEC-registered actually appears in official records, using the fund name and file number to detect impersonation schemes or unregistered entities soliciting investors.

NameFile NumberCikLast Filling Date

Sales Prospecting for Fund Administration Services

A fund services provider building a target account list identifies closed-end funds by registered address to prioritize outreach to advisers concentrated in specific cities, estimating the addressable market for custody, accounting, or transfer agency services.

NameStreet AddressCityStateZIP Code