Securities and Exchange Commission

Form D Exempt Offerings

Notices of exempt securities offerings are filed with the Commission by issuers relying on Rule 504, Rule 506(b), or Rule 506(c) of Regulation D or on Section 4(a)(5) of the Securities Act. Each record includes details such as the issuer's name, address, industry, the offering amount, and filing date.

Example records
Namelegal entityCityaddressStateaddressZIP CodeaddressStreet AddressaddressPhonephone numberAccessionnumberregistrationIs Primaryissuer FlagstatusIssuer Seq KeyidentifierCikregistrationStreet2addressStateorcountrydescriptiongeographic
APNEX MEDICAL, INCST. PAULMN551132890 CENTRE POINTE DRIVE65175743000001400208-11-000002YES1011400208MINNESOTA
Sacre-Coeur Minerals, Ltd.VANCOUVERA1V6B 4N8650 WEST GEORGIA STREET60489901000001250853-11-000072YES1011470863SUITE 1450BRITISH COLUMBIA, CANADA
CORRIDOR CAPITAL II PARALLEL, L.P.SANTA MONICACA904032444 WILSHIRE BLVD., SUITE 29031044270010001140361-11-047532YES1011530814CALIFORNIA
Use cases

KYB Entity Resolution Across Name Changes

A fintech onboarding team encounters a business applicant whose current name does not match any prior credit or compliance records. By checking previous legal names filed with the SEC, the analyst traces the entity's history, confirms it is the same organization, and surfaces any adverse history tied to earlier names before approving the account.

NameIssuer Previousname 1Issuer Previousname 2Issuer Previousname 3Cik

Incorporation Jurisdiction Screening for Cross-Border Counterparty Risk

A bank's counterparty risk team is evaluating a private company seeking a credit facility. The analyst checks whether the issuer is incorporated in a jurisdiction known for minimal disclosure requirements, such as a foreign country or a domestic state with light oversight, to calibrate due diligence depth and flag the relationship for enhanced review.

NameJurisdictionofincStateorcountrydescriptionEntitytypeYearofinc Value Entered

Identifying Early-Stage Private Companies for Sales Prospecting

A B2B software vendor targeting recently formed private companies uses incorporation year and entity type to filter for businesses that filed exempt offerings within the past five years, indicating they are actively raising capital and likely evaluating new vendors and infrastructure tools.

NameYearofinc Timespan ChoiceYearofinc Value EnteredEntitytypeCity
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