Securities and Exchange Commission

Form N-CEN

Name: Form N-CEN
Creator: Securities and Exchange Commission

Annual reports from registered investment companies filed with the Securities and Exchange Commission. Each record includes the filer's business name, street address, city, state, zip code, and phone number.

Example records

Namelegal entity	Stateaddress	Fund IDidentifier	Admin Leiregistration	Other Identifying Numberclassification	Countryaddress	Is Affiliatedstatus	Is Sub Adminstatus
Federated Administrative Services	US-PA	0001145549-21-060070_0000856517_S000009557	801-48206	SEC File Number	US	Y	N
Matrix 360 Administration, LLC	US-KS	0001387131-21-012036_0001319067_S000058834	84-06409	SEC File No.	US	N	N
Capital Research and Management Company	US-DE	0001145549-21-074697_0001454975_S000025394	M02M7XSKLMK96MWKNF95		US	Y	N

Use cases

Vendor Due Diligence on Fund Administrators

A prime brokerage onboarding team evaluating a new fund client checks whether the fund's named administrator is an affiliated entity or an independent third party, and whether a sub-administrator is involved, to assess operational independence and concentration risk in the fund's service chain.

NameIs AffiliatedIs Sub AdminAdmin LeiState

Mapping Administrator Market Share Across Fund Filings

A fintech company building a sales intelligence product for fund service providers counts how many distinct fund filings each administration firm appears across, segmented by country and state, to estimate each firm's book of business and identify underserved geographic markets.

NameFund IDStateCountryIs Sub Admin

Detecting Undisclosed Affiliated Administration Arrangements

A compliance analyst at an institutional allocator screens a target fund manager's N-CEN filings over multiple years to determine whether the fund quietly shifted from an independent administrator to an affiliated one, which could signal reduced oversight and elevated fraud or misvaluation risk.

NameFund IDIs AffiliatedAdmin LeiOther Identifying Number