Securities and Exchange Commission

Form 13F Holdings

Form 13F filings capture quarterly reports from institutional investment managers detailing their equity holdings. Each record includes information such as the issuer name, CUSIP, number of shares held, and market value of those shares.

Example records
Namelegal entityCityaddressStateaddressZIP CodeaddressStreet AddressaddressFull Namelegal entityAccession NumberregistrationReportcalendarorquartertemporalIsamendmentstatusAmendmentnoidentifierAmendmenttypeclassificationConfdeniedexpiredstatus
CACTI ASSET MANAGEMENT LLCATLANTAGA303191190 E CLUB LANE NECACTI ASSET MANAGEMENT LLC0001104659-24-00013731-DEC-2023N
Southland Equity Partners LLCWILDWOODMO630051443 WESTHAMPTON VIEW LANESouthland Equity Partners LLC0001214659-24-00001530-JUN-2021N
Southland Equity Partners LLCWILDWOODMO630051443 WESTHAMPTON VIEW LANESouthland Equity Partners LLC0001214659-24-00001431-MAR-2021N
Use cases

Institutional Investor Due Diligence for Fund Allocation

A pension fund manager evaluates whether to allocate capital to a newly registered hedge fund by verifying the fund's SEC filing history, amendment patterns, and registered office location to assess operational maturity and regulatory compliance track record.

NameForm13ffilenumberReportcalendarorquarterIsamendmentStreet Address

Counterparty Risk Screening in Prime Brokerage Onboarding

A prime broker's compliance team cross-references a prospective hedge fund client against SEC 13F filings to confirm the fund's actual assets under management, filing consistency, and whether any confidentiality denials or amendments suggest operational red flags before extending credit lines.

NameAccession NumberForm13ffilenumberConfdeniedexpiredAmendmenttype

Competitive Intelligence on Institutional Positioning

A sales executive at an asset servicing firm identifies which institutional managers are actively filing 13F reports in a target geography and cross-references their filing frequency and amendment history to prioritize outreach to high-volume, operationally stable prospects.

NameCityStateReportcalendarorquarterIsamendment
Related datasets
Form N-CENSecurities and Exchange CommissionInsider TransactionsSecurities and Exchange CommissionRegistered Investment AdvisersSecurities and Exchange CommissionFinancial Statement and NotesSecurities and Exchange CommissionForm D Exempt OfferingsSecurities and Exchange CommissionBusiness Development Company ReportSecurities and Exchange CommissionBusiness Development Company DisclosuresSecurities and Exchange CommissionSEC Litigation ReleasesSecurities and Exchange CommissionVariable Insurance Product Data SetsSecurities and Exchange CommissionPublic Company Bankruptcy CasesSecurities and Exchange CommissionClosed-End FundsSecurities and Exchange CommissionCrowdfunding OfferingsSecurities and Exchange CommissionMutual Fund Prospectus Risk/Return SummarySecurities and Exchange CommissionEnforcement ActionsU.S. Environmental Protection AgencyCorporation and Entity FilingsState of New YorkFederal Home Loan Bank MembershipFederal Housing Finance AgencyBusiness DataFederal Laboratory ConsortiumPerformance Year Financial and Quality ResultsU.S. Department of Health & Human ServicesMedicare Physician & Other PractitionersU.S. Department of Health & Human ServicesDoing Business Search: EntitiesCity of New York