Securities and Exchange Commission

Insider Transactions

Under Section 16 of the Securities Exchange Act of 1934, senior executives, directors, and large-block shareholders are required to make ongoing filings about their company stock holdings to report any changes.

Example records
NamepersonCityaddressStateaddressZIP CodeaddressStreet AddressaddressFull NamepersonFull AddressaddressAccession NumberregistrationRptownercikidentifierRptowner RelationshiproleRptowner TitleroleRptowner Txtadditional data
MEYERS KENNETH RCHICAGOIL606318410 W. BYRN MAWR, STE. 7000MEYERS KENNETH R8410 W. BYRN MAWR, STE. 70000001120437-08-0000331235000Director,OfficerChief Accounting Officer
VAN BUREN MARTINCARMELIN46032-140413000 NORTH MERIDIAN STREETVAN BUREN MARTIN13000 NORTH MERIDIAN STREET0000922475-08-0000481425593OfficerSVP, Chief Information Officer
Baker Thomas ELOCKPORTNY140946950 SOUTH TRANSIT ROADBaker Thomas E6950 SOUTH TRANSIT ROAD0001299911-08-0000141299911DirectorOtherDirector
Use cases

Executive Background Screening During KYB Onboarding

A fintech lender onboarding a new business client checks whether its listed executives have a history of SEC-registered insider activity, confirming their stated roles and affiliations match public filings before extending a credit facility.

Full NameRptowner TitleRptowner RelationshipFile NumberRptownercik

Counterparty Risk Assessment for Institutional Investors

A prime brokerage compliance team monitors whether executives at portfolio companies are filing insider transaction reports consistently, using gaps or anomalies in filing history as an early signal of governance weakness before a position is increased.

RptownercikAccession NumberFile NumberRptowner RelationshipFull Name

Sales Intelligence Targeting of Senior Decision-Makers

A B2B software vendor building a target account list identifies C-suite and board-level contacts at publicly traded companies by extracting verified executive names, titles, and mailing addresses from SEC filings, bypassing unverified contact databases.

Full NameRptowner TitleStreet AddressCityState
Related datasets
Financial Statement and NotesSecurities and Exchange CommissionRegistered Investment AdvisersSecurities and Exchange CommissionForm 13F HoldingsSecurities and Exchange CommissionForm D Exempt OfferingsSecurities and Exchange CommissionSEC Litigation ReleasesSecurities and Exchange CommissionPublic Company Bankruptcy CasesSecurities and Exchange CommissionBusiness Development Company DisclosuresSecurities and Exchange CommissionForm N-CENSecurities and Exchange CommissionBusiness Development Company ReportSecurities and Exchange CommissionVariable Insurance Product Data SetsSecurities and Exchange CommissionCrowdfunding OfferingsSecurities and Exchange CommissionClosed-End FundsSecurities and Exchange CommissionMutual Fund Prospectus Risk/Return SummarySecurities and Exchange CommissionFederal Home Loan Bank MembershipFederal Housing Finance AgencyCorporation and Entity FilingsState of New YorkEAS Telecommunications Certification BodiesFederal Communications CommissionExpenditures by Out-of-State Political CommitteesState of WashingtonSingle-Employer Pension PlansPension Benefit Guaranty CorporationMedicare Physician & Other PractitionersU.S. Department of Health & Human ServicesConsumer Protection InvestigationsMontgomery County of Maryland